Integrated lithium battery energy storage solutions
STANDARDS & COMPLIANCE

Bring standard requirements into design,
and close the loop on compliance evidence

Mapping international and local standards requirements into enforceable engineering constraints, from product definition, system design, engineering control, validation testing to final compliance determination, and establishing a system of backtracking and evidence across the life cycle of the project.

Multimarket Assessment of the legal path
Subregional Standards versus certification
Traceable Relation of requirements to evidence
Controlled Key evidence archiving

A consistent line of compliance retroactive. RTM Spine

City Target market Region / Market Confirmed
Indicators Applicable legislation/standards Regulation / Standard Recognized
Req. Request Requirements Resolved
Enter Design Input Design Input Entered
Complex Project control Engineering Control Achieved
Check Authentication Method Verification Defined
Evidence Evidence Evidence Auditable
Judgement Compliance determination Decision Closed
Change Life cycle change Change Monitoring

Product / System / Field Compliance Scope

Production
Product range Energy cabinet / PCS / BMS / EMS
Sys
System scope BESS / Distribution / Fire / Thermal Management
Station
Field scope Engineering and networking requirements and local regulations

Map of applicability of target markets

North America UL 9540A, UL 1973
NFPA 855, NEC
Europe IEC 62619, IEC 62933
IEC 62477-1
China GB/T 34120
GB/T 36547
Australia AS/NZS 5139
AS/NZS 3000
South-East Asia IEC 62933
Local grid regulation
Global IEC 61000
ISO / IEC System

The standard is not a list, but an enforceable project constraint.

Insulation and protection
Electrical security
Thermal management
FIRE SAFETY
Functional security and locking
EMC request
Transport and installation
Electrical insulation and climbing distance IEC 62477-1
Battery thermal-runaway propagation UL 9540A / NFPA 855
Cell safety UL 1973 / IEC 62619
Fire and ventilation NFPA 855 / GB 51048
BMS functional security IEC 61508 / IEC 60730
EMC Resistance IEC 61000-6-2 / 4
Material flame retardation level
IP protection level
High, low and wet
Mechanical Vibration / Impact
Electrical Quality
Grid-connection codes
Documentation and Identification

Consistency demand retrospective matrix Example:

The following table indicates the path to compliance and the structure of the evidence, and the status and numbering does not represent a corresponding authentication, model test conclusion or third-party certificate.

Target market Regulations/ Standards Request Design Input Project control Authentication Method Evidence of compliance Status
North America UL 9540A:2019 Thermal-runaway propagation and fire-protection validation DIN-1001 CTRL-2103 VER-3001 EVD-5001 Icon
North America NFPA 855:2023 Fire Service Systems Fire and Spacing Requirements DIN-1007 CTRL-2120 VER-3010 EVD-5010 Icon
Europe IEC 62477-1:2012 Electrical security of power electronic systems DIN-1015 CTRL-2133 VER-3022 EVD-5022 Icon
China GB/T 44240:2024 Security and performance DIN-1022 CTRL-2145 VER-3033 EVD-5033 Icon
Global IEC 61000-6-2/4 Industrial environment EMC DIN-1030 CTRL-2156 VER-3044 EVD-5044 Planning

Compliance or design: phased door control Compliance-by-Design Gates

G0 Conceptual design Gate 0
  • Applicable market identification
  • Regulation and standard identification
  • Definition of risk boundary
Completed
G1 Feasibility Gate 1
  • Needs decomposition
  • Gap analysis
  • Validation route
Completed
G2 Engineering Gate 2
  • Design input controlled
  • Project constraint solidification
  • Interface freeze
Ongoing
G3 Template Authentication Gate 3
  • Model Test
  • DV Test
  • Security Authentication
Not started
G4 Production readiness Gate 4
  • Production coherence
  • FAT Programme
  • Supply chain review
Not started
G5 On-site inspection and acceptance Gate 5
  • SAT Authentication
  • On-site inspection
  • Authority/AHJ Approval
Not started
G6 Life cycle Gate 6
  • Standard change
  • Configuration Changes
  • Re-accreditation
Monitoring
Gate 0 - Concept Design: Identify target markets, core regulations, and key risks, and freeze project compliance boundaries.

Risk classification and closure Example:

Risk matrix

Medium
High
Very high.
Low
Medium
High
Low
Low
Medium
Probability of occurrence x severity of consequences
Risk item Relevant requirements Risk level Control measures Validation of evidence Status
Thermal runaway propagation UL 9540A §8 High Insulation + Detection + Fire suppression EVD-5001 Closed
Flammable gas accumulation NFPA 855 §5 Medium Ventilation + gas detection EVD-5010 Closed
Electrical insulation failure IEC 62477-1 Medium Insulation monitoring + lock EVD-5022 Closed
EMC Interference IEC 61000-6-4 Low Block the ground + filter EVD-5044 Closed

Validation chain of evidence: from analysis to testing

Parsed Hazard and risk analysis HAZOP / FMEA / Risk
Review Design evaluation Design Review
Sample Pilot Test Prototype Test
FAT FAT Out of the Plant Test Factory Acceptance
SAT SAT on-site inspection and acceptance Site Acceptance
Transport Operation monitoring Operational Evidence

Third parties and authorities / AHJ readiness

✓ List of documents and preparation of evidence kits
✓ Interface and liability boundary confirmation
✓ On-site inspection and closed loop
✓ SAT and fire acceptance support

Mapping of the liability boundary and interface Example:

Battery systems
Battery
BESS Devicer
EPC / Integrator
Site installation
Installer
AHJ / Owner

Standard and design change impact analysis

Change source Design Authentication Evidence Status
UL 9540A:2023 12 18 9 UNDER EVALUATION
IEC 62933-5-2 8 11 6 UNDER EVALUATION
GB 44240-2024 15 23 8 UNDER EVALUATION

Life cycle compliance maintenance

Change Change trigger management Design / BOM / Software Change
Indicators Continuous monitoring of standards and regulations New version/ new request
Evidence Authenticate Update Certificate / Report / Authority
Transport Operational compliance monitoring Evidence of incidents and failures
Review Periodic audit reviews Internal/external/re-evaluation

Audit-ready evidence kits Example:

RTM Compliance matrix RTM / Traceability
PDF Test report Test Evidence
Evidence Certification Certification
Change Change records Change History
Review Audit record Audit Trail

List of deliverables

RTM RTM Matrix and Retroactivity Report Requirements → Evidence
Enter Design input and control lists Requirement / Design Control
Rectangular Validation plan and test matrix Verification Plan
FAT FAT Outwork Test Report Factory Acceptance
SAT SAT on-site acceptance and inspection reports Site Acceptance
AHJ AHJ Submission and Compliance Package Certificate / Evidence Pack